--- title: "Registered Agent AML Compliance | HeadStart Docs" description: "AML/CTF compliance program for registered agents in Australia. Covers ASIC registered agent services and company representation under Tranche 2." lang: en-AU json-ld: | [ { "@context": "https://schema.org", "@type": "Organization", "name": "HeadStart Docs", "legalName": "HeadStart Docs Pty Ltd", "url": "https://www.headstartdocs.com.au", "logo": { "@type": "ImageObject", "url": "https://www.headstartdocs.com.au/logo-512.png?v=4", "width": 512, "height": 512 }, "description": "AML/CTF compliance digital products and programs for Australian businesses under Tranche 2 regulations. Free program documents and AML Portal. 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We provide digital products for AML/CTF compliance, not legal services." } }, { "@context": "https://schema.org", "@type": "BreadcrumbList", "itemListElement": [ { "@type": "ListItem", "position": 1, "name": "Home", "item": "https://www.headstartdocs.com.au/" }, { "@type": "ListItem", "position": 2, "name": "Shop", "item": "https://www.headstartdocs.com.au/shop" }, { "@type": "ListItem", "position": 3, "name": "Tranche 2 Hub", "item": "https://www.headstartdocs.com.au/tranche-2" }, { "@type": "ListItem", "position": 4, "name": "Sanctions Search", "item": "https://www.headstartdocs.com.au/sanctions-search" } ] }, { "@context": "https://schema.org", "@type": "FAQPage", "mainEntity": [ { "@type": "Question", "name": "Do I still need a solicitor for AML/CTF Tranche 2 compliance?", "acceptedAnswer": { "@type": "Answer", "text": "Yes. HeadStart Docs products are digital publications that give you a substantial head start, but they must be reviewed and tailored by a qualified solicitor to your specific business circumstances before implementation." } }, { "@type": "Question", "name": "How is HeadStart Docs different from the free AUSTRAC Starter Kits?", "acceptedAnswer": { "@type": "Answer", "text": "AUSTRAC Starter Kits are generic starting points that require significant customisation. HeadStart products are sector-specific, pre-populated with industry-relevant risk factors and scenarios, and include 12 months of AML Portal access for ongoing compliance including screening, record keeping and reporting tools." } }, { "@type": "Question", "name": "What if the AML/CTF rules change after I purchase?", "acceptedAnswer": { "@type": "Answer", "text": "Your digital products are yours to keep. If significant regulatory changes occur, updated versions will be available to active portal subscribers. The AML Portal itself is continuously updated to reflect current AUSTRAC requirements and sanctions lists." } }, { "@type": "Question", "name": "What happens after my 12-month AML portal access expires?", "acceptedAnswer": { "@type": "Answer", "text": "Your documentation is yours forever. To continue using the AML Portal (screening tools, compliance calendar, record keeping), you pay $35 per customer CDD. Cancel anytime — no subscription required." } }, { "@type": "Question", "name": "Is HeadStart Docs a law firm?", "acceptedAnswer": { "@type": "Answer", "text": "No. HeadStart Docs is a digital publisher and platform provider. We sell digital compliance products and portal access. We do not provide legal advice. Referrals for legal advice can be made to our related law firm, HeadStart Counsel." } }, { "@type": "Question", "name": "When does AML/CTF Tranche 2 commence in Australia?", "acceptedAnswer": { "@type": "Answer", "text": "Tranche 2 AML/CTF obligations commence on 1 July 2026. 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Our digital products provide a headstart on compliance documentation." } }, { "@type": "Question", "name": "When does Tranche 2 commence for registered agents?", "acceptedAnswer": { "@type": "Answer", "text": "Tranche 2 AML/CTF obligations for tcsp sectors commence from 1 July 2026. AUSTRAC enrolment opens from 31 March 2026. Businesses should begin preparing their AML/CTF programs now." } } ] }, { "@context": "https://schema.org", "@type": "BreadcrumbList", "itemListElement": [ { "@type": "ListItem", "position": 1, "name": "Home", "item": "https://www.headstartdocs.com.au/" }, { "@type": "ListItem", "position": 2, "name": "Programs", "item": "https://www.headstartdocs.com.au/programs" }, { "@type": "ListItem", "position": 3, "name": "TCSP", "item": "https://www.headstartdocs.com.au/tcsp" }, { "@type": "ListItem", "position": 4, "name": "Registered Agents", "item": "https://www.headstartdocs.com.au/tcsp/registered-agents" } ] } ] --- We use cookies to enhance your experience and analyse traffic. [Privacy Policy](/privacy) Essential OnlyAccept All [Skip to main content](#main-content) [ ![HeadStart Docs](/assets/logo-dark-bg-CUivuKJ8.png)![HeadStart Docs](/assets/logo-light-bg-D5BRMGqf.png) ](/) [Home ](/) Features [Programs ](/programs) Resources Sectors [Log in ](/auth) [Portal](/aml-landing) ![TCSP sector](/assets/tcsp-office-B8h9DKfm.jpg) 1. [](/) - [Programs](/programs) - [TCSP](/tcsp) - Registered Agents # Registered Agents AML/CTF compliance for Australian registered agents providing company lodgement services and acting as intermediaries with ASIC. Covers client identification and lodgement accuracy compliance. [ New to Tranche 2? Read our comprehensive guide ](/tranche-2) ## Who is captured under Tranche 2? Likely captured Registered agents who lodge documents with ASIC on behalf of third parties and provide ongoing company compliance services are likely to be captured under Tranche 2. We recommend seeking legal advice to confirm your obligations based on your specific services. ### Available Now: TCSP Edition Free program documents A headstart on AML compliance. Program documents tailored to registered agents operations, from $249 one-time (or bring your own program). Your lawyer reviews and signs off before you go live. Get Started[View Full Details](/tcsp) ### A HeadStart on Compliance Digital products to help you build your AML/CTF program, whether or not you are in scope ### Ready-to-Customise Resources Documentation tailored to your sector, ready to customise with your lawyer ### Team Training Staff training materials for your team and compliance officers ## Key AML/CTF Areas for Registered Agents Our documentation covers all critical AML/CTF compliance areas specific to your profession. Your lawyer reviews and tailors these to your business before you go live. We include a structured brief so the review is efficient. - **Client Identity Verification** Due diligence for all agent clients. - **Lodgement Accuracy** Ensuring information accuracy in ASIC lodgements. - **Beneficial Ownership Verification** Verifying ownership information provided by clients. - **Director Eligibility Checks** Confirming director eligibility for lodgements. - **Multiple Client Monitoring** Monitoring for suspicious patterns across clients. - **Suspicious Matter Reporting** Recognising fraudulent lodgements or suspicious patterns. ### What's Included in Your TCSP Edition Digital products tailored to registered agents operations, ready to customise with your lawyer. - • AML/CTF program framework for registered agents - • Risk assessment worksheet (ML/TF/PF risks) - • Client identification procedures - • Lodgement accuracy protocols - • Beneficial ownership procedures - • Director eligibility checklist - • Pattern monitoring procedures - • Suspicious matter reporting procedures - • Recordkeeping schedules - • Staff Training Register Related Sectors: [Accounting](/accounting)[Law Practice](/law-practice)[Business Brokers](/business-brokers) ### Recommended Reading for Registered Agents [ Getting Started AUSTRAC Starter Kit for TCSPs ](/tranche-2-resources/austrac-starter-kit-tcsps)[ Due Diligence Beneficial Owner Identification ](/tranche-2-resources/beneficial-owner-identification)[ TCSP Art Dealers AML Program ](/tranche-2-resources/art-dealers-aml-program)[ TCSP Do Migration Agents Need an AML Program? ](/tranche-2-resources/migration-agents-aml-obligations)[ Overview AML Tranche 2: What Businesses Need to Know ](/tranche-2-resources/understanding-amlctf-tranche-2)[ Planning Key Dates for Tranche 2 Compliance ](/tranche-2-resources/key-dates-tranche-2) ### Free Tools [Implementation Timeline Key dates and milestones for Tranche 2 compliance ](/timeline)[Readiness Test Assess your compliance readiness in 2 minutes ](/risk-calculator)[Sanctions Screening Search Australian sanctions lists and country risk ](/sanctions-search) ### Related Resources [TCSP Report](/reports/tcsp) ### Related TCSP Professions [Company Secretaries ](/tcsp/company-secretaries)[Virtual Office Providers ](/tcsp/virtual-offices)[Online Incorporation Services ](/tcsp/online-incorporation)[Corporate Trustees ](/tcsp/corporate-trustees) **Disclaimer:** This information is general in nature and does not constitute legal advice. HeadStart Docs™ provides digital products only, not legal services. Always seek advice specific to your circumstances from a qualified legal professional before implementing any AML/CTF program. We do not guarantee the accuracy of this information. 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HeadStart Docs™ is a digital publisher and platform provider. We sell digital compliance products including publications and portal access to our AML Portal; we do not provide legal advice or services. The content on this website and in our products is for general information purposes only, does not consider your individual and business circumstances, and should not be relied on as legal advice. Referrals for legal advice can be made, on request, to HeadStart Counsel, the registered trading name of Astris Law Pty Ltd, a related incorporated legal practice with the same director and beneficial owner as HeadStart Docs. You are free to engage any legal practitioner of your choice.