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[Privacy Policy](/privacy) Essential OnlyAccept All [Skip to main content](#main-content) [ ![HeadStart Docs](/assets/logo-dark-bg-CUivuKJ8.png)![HeadStart Docs](/assets/logo-light-bg-D5BRMGqf.png) ](/) [Home ](/) Features [Programs ](/programs) Resources Sectors [Log in ](/auth) [Portal](/aml-landing) ![Law Practice sector](/assets/law-practice-office-DG6e00li.jpg) 1. [](/) - [Programs](/programs) - [Law Practice](/law-practice) - In-House Counsel # In-House Counsel AML/CTF compliance guidance for Australian in-house counsel working within corporate legal departments. Covers when internal legal services may trigger designated service obligations. [ New to Tranche 2? Read our comprehensive guide ](/tranche-2) ## Who is captured under Tranche 2? May be captured In-house counsel may be captured under Tranche 2 depending on the specific services they provide and whether their employer provides designated services or they provide external legal services as part of their role. HeadStart Docs™ provides a headstart on AML compliance, whether or not you are in scope. We recommend seeking legal advice specific to your circumstances. ### Available Now: Law Practice Edition Free program documents A headstart on AML compliance. Program documents tailored to in-house counsel operations, from $249 one-time (or bring your own program). Your lawyer reviews and signs off before you go live. Get Started[View Full Details](/law-practice) ### A HeadStart on Compliance Digital products to help you build your AML/CTF program, whether or not you are in scope ### Ready-to-Customise Resources Documentation tailored to your sector, ready to customise with your lawyer ### Team Training Staff training materials for your team and compliance officers ## Key AML/CTF Areas for In-House Counsel Our documentation covers all critical AML/CTF compliance areas specific to your profession. Your lawyer reviews and tailors these to your business before you go live. We include a structured brief so the review is efficient. - **Employer's Designated Services** Understanding when employer's activities trigger obligations. - **External Service Provision** Compliance when providing services to external parties. - **Internal Transaction Review** AML/CTF awareness for internal corporate transactions. - **Board Reporting Requirements** Escalation and reporting to corporate governance. - **Third-Party Due Diligence** Reviewing AML/CTF compliance of business partners. - **Suspicious Matter Procedures** Internal escalation and reporting frameworks. ### What's Included in Your Law Practice Edition Digital products tailored to in-house counsel operations, ready to customise with your lawyer. - • AML/CTF program framework for in-house counsel - • Risk assessment worksheet (ML/TF/PF risks) - • Employer obligation assessment - • External service procedures - • Internal transaction guidelines - • Board reporting templates - • Third-party due diligence protocols - • Suspicious matter procedures - • Recordkeeping schedules - • Board reporting templates Related Sectors: [Conveyancing](/conveyancing)[Insolvency Practitioners](/insolvency-practitioners)[Accounting](/accounting)[TCSP](/tcsp) ### Recommended Reading for In-House Counsel [ Law Practice Law Practices and Tranche 2 ](/tranche-2-resources/law-practices-tranche-2)[ Getting Started AUSTRAC Starter Kit for Lawyers ](/tranche-2-resources/austrac-starter-kit-lawyers)[ Implementation Working with Your Solicitor on AML/CTF ](/tranche-2-resources/working-with-solicitor)[ Law Practice Lawyers and Crypto Custody ](/tranche-2-resources/lawyers-crypto-custody)[ Overview AML Tranche 2: What Businesses Need to Know ](/tranche-2-resources/understanding-amlctf-tranche-2)[ Planning Key Dates for Tranche 2 Compliance ](/tranche-2-resources/key-dates-tranche-2) ### Free Tools [Implementation Timeline Key dates and milestones for Tranche 2 compliance ](/timeline)[Readiness Test Assess your compliance readiness in 2 minutes ](/risk-calculator)[Sanctions Screening Search Australian sanctions lists and country risk ](/sanctions-search) ### Related Resources [Legal Professionals Report](/reports/legal-professionals) ### Related Law Practice Professions [Family Lawyers ](/law-practice/family-lawyers)[Estate Lawyers ](/law-practice/estate-lawyers)[Commercial Lawyers ](/law-practice/commercial-lawyers)[Litigators ](/law-practice/litigators) **Disclaimer:** This information is general in nature and does not constitute legal advice. HeadStart Docs™ provides digital products only, not legal services. Always seek advice specific to your circumstances from a qualified legal professional before implementing any AML/CTF program. We do not guarantee the accuracy of this information. 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HeadStart Docs™ is a digital publisher and platform provider. We sell digital compliance products including publications and portal access to our AML Portal; we do not provide legal advice or services. The content on this website and in our products is for general information purposes only, does not consider your individual and business circumstances, and should not be relied on as legal advice. Referrals for legal advice can be made, on request, to HeadStart Counsel, the registered trading name of Astris Law Pty Ltd, a related incorporated legal practice with the same director and beneficial owner as HeadStart Docs. You are free to engage any legal practitioner of your choice.