--- title: "Tax Agent AML Compliance | HeadStart Docs" description: "Tax agent AML/CTF compliance. Income tax, client due diligence, tax planning. May be in scope under Tranche 2 obligations." lang: en-AU json-ld: | [ { "@context": "https://schema.org", "@type": "Organization", "name": "HeadStart Docs", "legalName": "HeadStart Docs Pty Ltd", "url": "https://www.headstartdocs.com.au", "logo": { "@type": "ImageObject", "url": "https://www.headstartdocs.com.au/logo-512.png?v=4", "width": 512, "height": 512 }, "description": "AML/CTF compliance digital products and programs for Australian businesses under Tranche 2 regulations. Free program documents and AML Portal. 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[Privacy Policy](/privacy) Essential OnlyAccept All [Skip to main content](#main-content) [ ![HeadStart Docs](/assets/logo-dark-bg-CUivuKJ8.png)![HeadStart Docs](/assets/logo-light-bg-D5BRMGqf.png) ](/) [Home ](/) Features [Programs ](/programs) Resources Sectors [Log in ](/auth) [Portal](/aml-landing) ![Accounting sector](/assets/accounting-office-DPcoHo6H.jpg) 1. [](/) - [Programs](/programs) - [Accounting](/accounting) - Tax Agents # Tax Agents AML/CTF compliance for Australian tax agents preparing income tax returns and providing tax planning advice. Covers client identification, income verification and monitoring for tax evasion indicators. [ New to Tranche 2? Read our comprehensive guide ](/tranche-2) ## Who is captured under Tranche 2? May be captured Tax agents may be captured under Tranche 2 depending on the specific services they provide. Whether you're captured depends on whether your services fall within the definition of 'designated services' under the legislation. HeadStart Docs™ provides a headstart on AML compliance, whether or not you are in scope. We recommend seeking legal advice specific to your circumstances. ### Available Now: Accounting Edition Free program documents A headstart on AML compliance. Program documents tailored to tax agents operations, from $249 one-time (or bring your own program). Your lawyer reviews and signs off before you go live. Get Started[View Full Details](/accounting) ### A HeadStart on Compliance Digital products to help you build your AML/CTF program, whether or not you are in scope ### Ready-to-Customise Resources Documentation tailored to your sector, ready to customise with your lawyer ### Team Training Staff training materials for your team and compliance officers ## Key AML/CTF Areas for Tax Agents Our documentation covers all critical AML/CTF compliance areas specific to your profession. Your lawyer reviews and tailors these to your business before you go live. We include a structured brief so the review is efficient. - **Client Identity Verification** Enhanced due diligence for individual and business tax clients. - **Income Source Verification** Procedures for verifying the legitimacy of reported income sources. - **Deduction Legitimacy Review** Awareness of inflated or fraudulent deduction claims. - **Overseas Income Monitoring** Enhanced procedures for clients with foreign income or assets. - **Trust and Company Tax Returns** Due diligence for complex entity structures and distributions. - **Suspicious Matter Reporting** Reporting suspected tax evasion or unusual income patterns. ### What's Included in Your Accounting Edition Digital products tailored to tax agents operations, ready to customise with your lawyer. - • AML/CTF program framework for tax agents - • Risk assessment worksheet (ML/TF/PF risks) - • Client identification procedures - • Income verification guidelines - • Deduction review protocols - • Foreign income procedures - • Complex entity procedures - • Suspicious matter reporting procedures - • Recordkeeping schedules - • TPB compliance considerations Related Sectors: [Business Brokers](/business-brokers)[TCSP](/tcsp)[Law Practice](/law-practice)[Insolvency Practitioners](/insolvency-practitioners) ### Recommended Reading for Tax Agents [ Getting Started AUSTRAC Starter Kit for Accountants ](/tranche-2-resources/austrac-starter-kit-accountants)[ Business Budgeting for AML/CTF Compliance ](/tranche-2-resources/budgeting-amlctf-compliance)[ Accounting Accepting Crypto Deposits ](/tranche-2-resources/accepting-crypto-deposits)[ Due Diligence Third-Party Reliance for KYC ](/tranche-2-resources/third-party-reliance-kyc)[ Overview AML Tranche 2: What Businesses Need to Know ](/tranche-2-resources/understanding-amlctf-tranche-2)[ Planning Key Dates for Tranche 2 Compliance ](/tranche-2-resources/key-dates-tranche-2) ### Free Tools [Implementation Timeline Key dates and milestones for Tranche 2 compliance ](/timeline)[Readiness Test Assess your compliance readiness in 2 minutes ](/risk-calculator)[Sanctions Screening Search Australian sanctions lists and country risk ](/sanctions-search) ### Related Resources [Accounting Professionals Report](/reports/accounting-professionals) ### Related Accounting Professions [Bookkeepers ](/accounting/bookkeepers)[BAS Agents ](/accounting/bas-agents)[Forensic Accountants ](/accounting/forensic-accountants) **Disclaimer:** This information is general in nature and does not constitute legal advice. HeadStart Docs™ provides digital products only, not legal services. Always seek advice specific to your circumstances from a qualified legal professional before implementing any AML/CTF program. We do not guarantee the accuracy of this information. 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HeadStart Docs™ is a digital publisher and platform provider. We sell digital compliance products including publications and portal access to our AML Portal; we do not provide legal advice or services. The content on this website and in our products is for general information purposes only, does not consider your individual and business circumstances, and should not be relied on as legal advice. Referrals for legal advice can be made, on request, to HeadStart Counsel, the registered trading name of Astris Law Pty Ltd, a related incorporated legal practice with the same director and beneficial owner as HeadStart Docs. You are free to engage any legal practitioner of your choice.